Our Financial Services Compliance Department is Here for You

Bryan McMahon is the Principal Lawyer in our corporate governance / financial services compliance department.

Bryan has extensive experience working with companies on compliance and corporate governance programmes and related matters; as well as with financial services providers to create structures, documentation and compliance programmes to improve efficient management of the compliance functions of their companies. When you are in need of services such as these, it is important that you partner with a firm who has the experience you need.

We are Experienced in:

  • New Australian Financial Service applications
  • Variations to AFSL authorisations
  • Compliance with current AFSL conditions,
  • Compliance Plans, Checklists and Calendars,
  • ACCC compliance of promotional materials,
  • Risk management arrangements
  • Dispute resolution arrangements